SEBI is right in regulating those offering stock recos on Social Media
SEBI is right in regulating those offering stock recos on Social Media & Emails & SMSs. SEBI’s latest salvo to brokers is a 29 Page New Compliance Directive issued in September 2016 while to Investment Advisers (IA) is a 30 page Consultation Paper of October 7,2016 for amendments to IA Regulations 2013 & inviting comments …
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